Park Avenue Securities

  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Brandon Tanner Capps a broker with Park Avenue Securities & Velocity Wealth Management
Rex Securities Law Investment Fraud Attorney Investigates Brandon Tanner Capps a broker with Park Avenue Securities & Velocity Wealth Management 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Phoenix, AZ) Brandon Tanner Capps Investigation Summary Here’s What You Need to Know About Phoenix, AZ Stockbroker Brandon T. Capps: Name: Brandon T. Capps Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Kauzlarich a broker with Park Avenue Securities
Rex Securities Law Investment Fraud Attorney Investigates John Kauzlarich a broker with Park Avenue Securities 150 150 Robert Rex, Esq.

Last Updated:  June 2024 (Overland Park, KS) John C. Kauzlarich Investigation Summary Here’s what you need to know about Overland Park, KS stockbroker John C. Kauzlarich: Name: John C. Kauzlarich Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Shahab Tagnavidinani, aka Sean Tag, formerly with Park Avenue Securities
Rex Securities Law Investment Fraud Attorney Investigates Shahab Tagnavidinani, aka Sean Tag, formerly with Park Avenue Securities 150 150 Robert Rex, Esq.

Last Updated: October 2023 (Costa Mesa, CA) Shahab Tagnavidinani Investigation Summary Here’s what you need to know about Costa Mesa, CA, stockbroker Sean Tag: Name: Mr. Shahab Seyedshahab Tagnavidinani Current…

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Dustin Goss – Former Park Avenue Securities Broker -Barred From Securities Industry by Regulators -Austin, TX
Dustin Goss – Former Park Avenue Securities Broker -Barred From Securities Industry by Regulators -Austin, TX 150 150 ER

Dustin Goss Investigation February 2023 – Austin, TX According to publicly available records Dustin Goss, a former broker who last worked for Park Avenue Services,  discloses a final regulatory matter resulting…

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  • Robert Rex, Esq.

Jeffrey Meyers -Cetera Financial Advisor-Subject of Customer Suit Over REIT-Overland Park, KS
Jeffrey Meyers -Cetera Financial Advisor-Subject of Customer Suit Over REIT-Overland Park, KS 150 150 Robert Rex, Esq.

Jeffrey G. Meyers Investigation November 2021- Overland Park, KS According to publicly available records, Cetera Advisor Networks  financial advisor Jeffrey G. Meyers,  discloses a pending customer dispute and 5 prior customer…

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  • Robert Rex, Esq.

Park Avenue Securities Fined $300K by Securities Regulator Over Annuity Sales
Park Avenue Securities Fined $300K by Securities Regulator Over Annuity Sales 150 150 Robert Rex, Esq.

April 2018 The FINRA records of Park Avenue Securities ,  a registered brokerage firm headquartered in New York , disclose 12 prior regulatory events and one pending regulatory matter. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates TCFG Wealth Management Broker Scott Offerman
Rex Securities Law Investment Fraud Attorney Investigates TCFG Wealth Management Broker Scott Offerman 150 150 Robert Rex, Esq.

Last Updated: November 2023 (New York, NY) Scott Offerman Investigation Summary Here’s what you need to know about New York, NY, stockbroker Scott Offerman: Name: Mr. Scott Offerman Current Employer:…

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  • Robert Rex, Esq.

Lizabeth Gotuaco Ty-Former Park Avenue Securities Broker-Discloses Customer Disputes Over Unregistered Promissory Notes
Lizabeth Gotuaco Ty-Former Park Avenue Securities Broker-Discloses Customer Disputes Over Unregistered Promissory Notes 150 150 Robert Rex, Esq.

UPDATE February 2017– Lizabeth Beth Ty, also known as Lizabeth Gotuaco Ty discloses that another customer of Park Avenue Securities has filed a FINRA arbitration (case #17-429) alleging damages of…

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  • Robert Rex, Esq.

Ronnie W. Shaffer-OneAmerica Securities Broker-Discloses Outstanding Judgements/Liens
Ronnie W. Shaffer-OneAmerica Securities Broker-Discloses Outstanding Judgements/Liens 150 150 Robert Rex, Esq.

July 2016- Tyler, Texas The FINRA records of Ronnie W. Shaffer  , a stock broker who works for OneAmerica Securities, disclose  7 outstanding judgements/liens The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers…

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