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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former TCFG Wealth Management Broker Scott Offerman
Rex Securities Law Investment Fraud Attorney Investigates Former TCFG Wealth Management Broker Scott Offerman 150 150 Robert Rex, Esq.

Last Updated: April 2026 (New York, NY) Scott Offerman Investigation Summary Here’s what you need to know about New York, NY, stockbroker Scott Offerman: Name: Mr. Scott Offerman Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Erik Antener, Broker with Park Avenue Securities LLC
Rex Securities Law Investment Fraud Attorney Investigates Erik Antener, Broker with Park Avenue Securities LLC 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Austin, TX Here’s what you need to know about Austin, TX stockbroker Erik Antener: Name: Erik John Antener Current Employer: Park Avenue Securities LLC (since May 2011) ,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Chihyu “Jerry” Hsu, former Broker with Park Avenue Securities
Rex Securities Law Investment Fraud Attorney Investigates Chihyu “Jerry” Hsu, former Broker with Park Avenue Securities 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Denver, CO Here’s what you need to know about Denver, CO stockbroker Jerry Hsu: Name: Chihyu J. (“Jerry”) Hsu Current Employer: Guardian Life Insurance Company — Agent…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Park Avenue Securities Former Broker Richard J. Webb
Rex Securities Law Investment Fraud Attorney Investigates Park Avenue Securities Former Broker Richard J. Webb 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Beachwood, Ohio Here’s what you need to know about Beachwood, OH, former stockbroker Richard J. Webb: Name: Mr. Richard J. Webb CRD Number: 6712838 Current Status: Not currently…

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  • Robert Rex, Esq.

Jeffrey Meyers -Osaic Wealth-Subject of Customer Suit-Overland Park, KS
Jeffrey Meyers -Osaic Wealth-Subject of Customer Suit-Overland Park, KS 150 150 Robert Rex, Esq.

Jeffrey G. Meyers Investigation July 2025- Overland Park, KS According to publicly available records, Osaic Wealth  financial advisor Jeffrey G. Meyers,  discloses a pending customer dispute and 6 prior customer disputes.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Kauzlarich a broker with Park Avenue Securities
Rex Securities Law Investment Fraud Attorney Investigates John Kauzlarich a broker with Park Avenue Securities 150 150 Robert Rex, Esq.

Last Updated:  June 2024 (Overland Park, KS) John C. Kauzlarich Investigation Summary Here’s what you need to know about Overland Park, KS stockbroker John C. Kauzlarich: Name: John C. Kauzlarich Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Shahab Tagnavidinani, aka Sean Tag, formerly with Park Avenue Securities
Rex Securities Law Investment Fraud Attorney Investigates Shahab Tagnavidinani, aka Sean Tag, formerly with Park Avenue Securities 150 150 Robert Rex, Esq.

Last Updated: October 2023 (Costa Mesa, CA) Shahab Tagnavidinani Investigation Summary Here’s what you need to know about Costa Mesa, CA, stockbroker Sean Tag: Name: Mr. Shahab Seyedshahab Tagnavidinani Current…

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  • ER

Dustin Goss – Former Park Avenue Securities Broker -Barred From Securities Industry by Regulators -Austin, TX
Dustin Goss – Former Park Avenue Securities Broker -Barred From Securities Industry by Regulators -Austin, TX 150 150 ER

Dustin Goss Investigation February 2023 – Austin, TX According to publicly available records Dustin Goss, a former broker who last worked for Park Avenue Services,  discloses a final regulatory matter resulting…

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  • Robert Rex, Esq.

Park Avenue Securities Fined $300K by Securities Regulator Over Annuity Sales
Park Avenue Securities Fined $300K by Securities Regulator Over Annuity Sales 150 150 Robert Rex, Esq.

April 2018 The FINRA records of Park Avenue Securities ,  a registered brokerage firm headquartered in New York , disclose 12 prior regulatory events and one pending regulatory matter. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Lizabeth Gotuaco Ty-Former Park Avenue Securities Broker-Discloses Customer Disputes Over Unregistered Promissory Notes
Lizabeth Gotuaco Ty-Former Park Avenue Securities Broker-Discloses Customer Disputes Over Unregistered Promissory Notes 150 150 Robert Rex, Esq.

UPDATE February 2017– Lizabeth Beth Ty, also known as Lizabeth Gotuaco Ty discloses that another customer of Park Avenue Securities has filed a FINRA arbitration (case #17-429) alleging damages of…

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