Last Updated: August 2023 (Tarpon Springs, FL)
Steven Sacoolas Investigation Summary
Here’s what you need to know about Tarpon Springs, FL, stockbroker Steven Sacoolas:
- Name: Mr. Steven Nicholas Sacoolas
- Current Employer: PFS Investments Inc.
- Previous Firms: None
- Function: Stockbroker / Financial Advisor
- Aliases: Steve Sacoolas
- Primary Location: Tarpon Springs, FL
- CRD #2404253
- Customer seeks damages of $100,000 for mismanaging an investment account
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Steven Sacoolas As Your Stockbroker?
Steven N. Sacoolas has a customer complaint for alleged broker misconduct, filed in May 2023.
In May 2023 a customer filed FINRA Case 23-1338 alleging that investments in mutual funds were not suitable and were not properly described prior to investing and is seeking $100,000.
Allegations of Broker Misconduct Against Steven Sacoolas
A customer of Steven Sacoolas has alleged the following wrongdoing in connection with the handling of a customer account:
- Unsuitable Investments
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Steven N. Sacoolas, contact us for a complimentary consultation to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
