Minneapolis, MN According to FINRA records, Richard J. Reynolds ,  a broker who has been registered  with Northland Securities since  9/2002 , discloses a pending customer dispute and a prior dispute that has been settled. The…
read moreInvestors suffering losses on KBR Baron’s Cove may be able to recover damages from the brokerage firm that sold the investment. Contact Rex Securities Law for details. No charge initial…
read moreCulver CIty, CA According to FINRA records, Jason B. Vanclef,  a broker who is  registered  with VFG Securities  , discloses that he is named in a FINRA complaint alleging that in connection with…
read moreHouston , Texas UPDATE December 2016-Keith Bradley’s FINRA records disclose a pending customer initiated claim seeking damages of $100,000 for unsuitable investments and negligence related to Direct Investments, Limited Partnerships, equipment leasing, oil…
read moreApril 2016-Â Orangeburg, NY The Financial Industry Regulatory Authority (FINRA)Â is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…
read moreApril 12, 2016-Fort Worth, Texas The Securities and Exchange Commission (SEC) filed fraud charges against McKinney, TX based Servergy, Inc. , William E. Mapp III, Caleb J. White and Texas attorney general…
read moreDallas, Texas UPDATE JUNE 2017-David W. Williams discloses that FINRA Case 16-00346, see below, was settled for $250,000 in 12/2016. ORIGINAL POST-April 12, 2016 The FINRA records of David W. Williams,…
read moreUPDATE-April 2017 The FINRA records of Bruce Meyers, a currently unregistered stock broker who formerly worked for Meyers Associates,  now report 19 disclosure events, including 1 pending and 7 final regulatory events, 2…
read moreAccording to FINRA records, stockbroker Vincent Louis Pereira currently is employed by Alexander Capital, where he has been registered since 2/2015. His previous registrations include: Blackbook Capital    …
read moreIf you have losses on private placement investments or exchange traded funds (ETFs) purchased from World Equity Group, we may be able to help you recover damages. World Equity Group…
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