Regulus Advisors

  • Robert Rex, Esq.

Brian Prasifka-Former Rhodes Securities Broker-Sanctioned by Texas Securities Regulator – Fort Worth, TX
Brian Prasifka-Former Rhodes Securities Broker-Sanctioned by Texas Securities Regulator – Fort Worth, TX 150 150 Robert Rex, Esq.

Brian Prasifka Investigation July 2025- Fort Worth, TX The FINRA records of  J. Paul Brian Prasifka,  a  stockbroker currently  employed by Gradient Securities disclose a recent sanction by Texas securities Regulators.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Kailunas formerly with Regulus Financial Group
Rex Securities Law Investment Fraud Attorney Investigates John Kailunas formerly with Regulus Financial Group 150 150 Robert Rex, Esq.

Last Updated: October 2023 (Kentwood, MI) John Kailunas Investigation Summary Here’s what you need to know about Kentwood, MI, stockbroker John Kailunas: Name: Mr. John Anthony Kailunas, II Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Sanjay Bhargava formerly with Regulus Financial Group
Rex Securities Law Investment Fraud Attorney Investigates Sanjay Bhargava formerly with Regulus Financial Group 150 150 Robert Rex, Esq.

Last Updated: October 2023 (Independence, OH) Sanjay Bhargava Investigation Summary Here’s what you need to know about Independence, OH, stockbroker Sanjay Bhargava: Name: Mr. Sanjay Bhargava Current Employer: Not currently…

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  • Robert Rex, Esq.

Dean Grossnickle-Former Gradient Securities Broker-Discloses Settlement of Customer Dispute – Arden Hills, MN
Dean Grossnickle-Former Gradient Securities Broker-Discloses Settlement of Customer Dispute – Arden Hills, MN 150 150 Robert Rex, Esq.

September 2018- Arden Hills, MN The FINRA records of  Dean Grossnickle,  a  stockbroker who formerly was  employed by Gradient Securities disclose the settlement of a  customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…

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