Source Capital Group

  • Robert Rex, Esq.

Source Capital Group Discloses Customer Disputes and Regulatory Sanctions
Source Capital Group Discloses Customer Disputes and Regulatory Sanctions 150 150 Robert Rex, Esq.

March 2017- Westport, CT According to publicly available records Source Capital Group, (CRD# 36719) ,  a  broker dealer with headquarters in Westport, CT, discloses 8 prior final regulatory events, one regulatory event that…

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  • Robert Rex, Esq.

Mark R. Holcombe-Former Source Capital Broker-Sanctioned by Securities Regulator-Pompano Beach, FL
Mark R. Holcombe-Former Source Capital Broker-Sanctioned by Securities Regulator-Pompano Beach, FL 150 150 Robert Rex, Esq.

December 2016-Pompano Beach, FL According to publicly available records Mark R. Holcombe , (CRD# 2901441) ,  a  stockbroker who is currently under suspension who was last employed by  Source Capital Group,  disclose  a recent regulatory…

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  • Robert Rex, Esq.

James Nixon –Former Bridge Capital Associates/ Source Capital Group Stock Broker — Sanctioned by Securities Regulator
James Nixon –Former Bridge Capital Associates/ Source Capital Group Stock Broker — Sanctioned by Securities Regulator 150 150 Robert Rex, Esq.

January 8, 2016- Rowayton, CT James J. Nixon entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that while associated with Bridge…

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