Protecting
Investor the
 Stockbroker Malpractice
Negligence, Fraud Schedule a FREE Consultation

Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Gil Parks-Former Ameriprise Broker-Facing Numerous Customer Suits-Stephenville, TX
Gil Parks-Former Ameriprise Broker-Facing Numerous Customer Suits-Stephenville, TX 150 150 Robert Rex, Esq.

JULY 2018 UPDATE-Stephenville, TX  According to publicly available records Tom “Gil” Parks, Jr. , (CRD#1558909) ,  a  stockbroker who is not currently registered and who last was employed by Ameriprise Financial Services  discloses 6…

read more
  • Robert Rex, Esq.

Jeffrey R. Wilson-Wells Fargo Broker-Customer Wins Arbitration Over Energy Investments-Las Cruces, NM
Jeffrey R. Wilson-Wells Fargo Broker-Customer Wins Arbitration Over Energy Investments-Las Cruces, NM 150 150 Robert Rex, Esq.

January 2018-Las Cruces, NM The FINRA records of  Jeffrey Randolph Wilson  ,  a  stockbroker who is currently  registered with Wells Fargo Clearing Services disclose a currently pending customer dispute over energy investments , a…

read more
  • Robert Rex, Esq.

Daniel T. Fischer-Former Four Points Capital Partners Broker-Barred From Securities Industry-Melville, NY
Daniel T. Fischer-Former Four Points Capital Partners Broker-Barred From Securities Industry-Melville, NY 150 150 Robert Rex, Esq.

UPDATE FEBRUARY 2018-The SEC barred Daniel T. Fischer indefinitely from association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or NRSRO. ORIGINAL POST-January 2018-Melville, New…

read more
  • Robert Rex, Esq.

Zachary Berkey-Former Four Points Capital Broker-Fined by Regulator-Melville, NY
Zachary Berkey-Former Four Points Capital Broker-Fined by Regulator-Melville, NY 150 150 Robert Rex, Esq.

June 2019-Melville, New York / Texas Zachary S. Berkey , a currently unregistered stockbroker who last worked for Four Points Capital Partners, a Texas LLC, (Four Points) was named in a…

read more
  • Robert Rex, Esq.

Donna Boyd (Chen)-Former Sunbelt Securities Broker-Named In SEC Complaint-Houston, TX
Donna Boyd (Chen)-Former Sunbelt Securities Broker-Named In SEC Complaint-Houston, TX 150 150 Robert Rex, Esq.

January 2018-Houston, Texas Donna Boyd (formerly Donna Chen) , a former stockbroker who last worked for Sunbelt Securities was named in a complaint filed by the Securities and Exchange Commission in…

read more
  • Robert Rex, Esq.

James Tao-Former Sunbelt Securities Stockbroker-Named in SEC Complaint-Houston, TX
James Tao-Former Sunbelt Securities Stockbroker-Named in SEC Complaint-Houston, TX 150 150 Robert Rex, Esq.

January 2018-Houston, Texas James Tao, a former stockbroker who last worked for Sunbelt Securities was named in a complaint filed by the Securities and Exchange Commission in December 2017, which…

read more
  • Robert Rex, Esq.

Invest in Woodbridge Fund ? How to Recover Your Losses.
Invest in Woodbridge Fund ? How to Recover Your Losses. 150 150 Robert Rex, Esq.

December 2017-Boca Raton, FL According to a complaint filed in MIami, FL, by the Securities and Exchange Commission (SEC), Robert H. Shapiro and a group of unregistered investment companies called…

read more
  • Robert Rex, Esq.

Joeann Walker-Former LPL Financial Broker-Sanctioned Over Annuity Sales-Brockton, MA
Joeann Walker-Former LPL Financial Broker-Sanctioned Over Annuity Sales-Brockton, MA 150 150 Robert Rex, Esq.

December 2017-Brockton, MA According to FINRA  records Joeann M. Walker, (CRD# 2210194) ,  a   stockbroker who formerly worked for NEXT Financial Group and LPL FInancial  was barred from the securities industry for failing…

read more
  • Robert Rex, Esq.

George Oldoerp Investigation-Former H. Beck Broker-Corona, CA
George Oldoerp Investigation-Former H. Beck Broker-Corona, CA 150 150 Robert Rex, Esq.

December 2017-San Antonio, Texas – Corona, California We are investigating former H. Beck , Inc. stockbroker George J. Oldoerp in connection with a FINRA arbitration which we have filed on…

read more
  • Robert Rex, Esq.

Lisa Allen-Former VSR Financial Services Broker-Investigation-Austin, TX
Lisa Allen-Former VSR Financial Services Broker-Investigation-Austin, TX 150 150 Robert Rex, Esq.

December 2017–Austin, Texas We are investigating former VSR Financial Services broker Lisa A. Allen (Lisa Ann Fowler)  in connection with the sale of various direct investments including real estate securities and limited partnership interests. According…

read more
Enter your
text here

You cannot copy content of this page