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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates former Center Street Securities Broker Glenn Romer
Rex Securities Law Investment Fraud Attorney Investigates former Center Street Securities Broker Glenn Romer 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Vero Beach, FL) Glenn Romer Investigation Summary Here’s what you need to know about Vero Beach, FL, stockbroker Glenn Romer: Name: Mr. Glenn J. Romer Current…

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  • Robert Rex, Esq.

Investigation of Ameriprise Broker Norm Robbins -Boca Raton, FL
Investigation of Ameriprise Broker Norm Robbins -Boca Raton, FL 150 150 Robert Rex, Esq.

February 2026- Boca Raton, FL  We are investigating Ameriprise Financial Services financial advisor Norman (Norm) Robbins. According to publicly available records, Norm Robbins discloses  a prior regulatory matter and 6 prior customer…

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  • ER

Brett Rutherford- Former Capital Investment Broker- Discloses Numerous Customer Disputes over GWG Investments -Morehead City, NC
Brett Rutherford- Former Capital Investment Broker- Discloses Numerous Customer Disputes over GWG Investments -Morehead City, NC 150 150 ER

Brett Rutherford Investigation February, 2026 – Raleigh, NC The FINRA records of Brett Rutherford, formerly a Capital Investment Group, Inc. broker, discloses a pending customer dispute and numerous settled customer disputes …

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  • ER

Centaurus Broker Ricky Alan Mantei Subject of Numerous Customer Complaints Ordered to Cease and Desist- Lexington, SC
Centaurus Broker Ricky Alan Mantei Subject of Numerous Customer Complaints Ordered to Cease and Desist- Lexington, SC 150 150 ER

Ricky Alan Mantei Investigation Updated January 2026 Centaurus Customers Have Sued for Damages-Sold Variable Interest Rate Structured ProductsLexington, SC The FINRA records of Ricky Alan Mantei, currently employed by Centaurus Financial and…

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  • Robert Rex, Esq.

David C. Monckton-Former VOYA Financial Advisor-Discloses Customer Suits Over Direct Investments-Myrtle Beach, S. Carolina
David C. Monckton-Former VOYA Financial Advisor-Discloses Customer Suits Over Direct Investments-Myrtle Beach, S. Carolina 150 150 Robert Rex, Esq.

David Monckton Investigation January 2026-Myrtle Beach, S. Carolina According to publicly available records David Monckton  , a  stockbroker who was currently registered with Ameriprise Financial Services,  disclose a currently pending customer…

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  • ER

Joseph “Joey” Cason- Former Triad Advisors Broker- Discloses 2 Pending Customer Disputes- Brunswick, GA
Joseph “Joey” Cason- Former Triad Advisors Broker- Discloses 2 Pending Customer Disputes- Brunswick, GA 150 150 ER

Joseph “Joey” Cason Investigation January, 2026 – Brunswick, GA The FINRA records of Joseph “Joey” M. Cason, a  broker currently employed by Osaic Wealth , who was previously employed by Triad Advisors disclose 2…

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  • Robert Rex, Esq.

Sean Sullivan Investigation- Former Sovereign Global Advisors Broker- Fired for Allegations of Unauthorized Trading -Melville, NY
Sean Sullivan Investigation- Former Sovereign Global Advisors Broker- Fired for Allegations of Unauthorized Trading -Melville, NY 150 150 Robert Rex, Esq.

Sean Sullivan  Investigation January 2026- Melville, NY According to publicly available records,  Sean T. Sullivan,  a former Aegis Capital broker discloses  9 customer disputes , a termination from employment and a…

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  • Robert Rex, Esq.

Mark Sitter-Former Capital FInancial Services Broker-Discloses $500K Pending Customer Dispute- Shenandoah, TX
Mark Sitter-Former Capital FInancial Services Broker-Discloses $500K Pending Customer Dispute- Shenandoah, TX 150 150 Robert Rex, Esq.

December 2025- Shenandoah, TX According to publicly available records,  Mark Sitter (CRD#1810591), a  stockbroker employed byKCD Financial , discloses  6 prior customer disputes. The Financial Industry Regulatory Authority (FINRA) is…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates McNally Financial Services Broker Mark Kemp
Rex Securities Law Investment Fraud Attorney Investigates McNally Financial Services Broker Mark Kemp 150 150 Robert Rex, Esq.

Last Updated: December 2025 (Corpus Christi, Texas) Mark Kemp Investigation Summary Here’s what you need to know about Corpus Christi, Texas, stockbroker Mark Kemp: Name: Mark Alan Kemp Current Employer:…

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  • ER

Dennis “Denny” Haywood Investigation- Purepath Wealth Management / Former Crown Capital Broker – Land O’Lakes, FL
Dennis “Denny” Haywood Investigation- Purepath Wealth Management / Former Crown Capital Broker – Land O’Lakes, FL 150 150 ER

Denny Haywood Investigation November 2025- Land O’ Lakes, FL The FINRA records of  Dennis “Denny” Haywood , a stockbroker previously with  Crown Capital Securities, Inc. broker discloses a 10 prior customer…

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