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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Newbridge Securities Fined $499,000 For Failing to Supervise Sale of Structured Products
Newbridge Securities Fined $499,000 For Failing to Supervise Sale of Structured Products 150 150 Robert Rex, Esq.

July 2021-Boca Raton, FL Boca Raton, FL based brokerage firm Newbridge Securities Corp. discloses 29 regulatory events on their publicly available FINRA record. Recent regulatory sanctions include: 9/2019-FINRA sanctioned Newbridge…

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Michael Dellaporta, Jr.-Former B.B. Graham & Company-Permanently Barred From FINRA-Ft. Lauderdale, FL
Michael Dellaporta, Jr.-Former B.B. Graham & Company-Permanently Barred From FINRA-Ft. Lauderdale, FL 150 150 ER

July 2021- Ft. Lauderdale, FL According to publicly available records Michael Dellaporta, Jr.  (CRD#500214), a  former stockbroker who last worked for B.B. Graham & Company, Inc.,  has been permanently barred…

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  • Robert Rex, Esq.

How to Recover Your Investment Losses on Northstar Financial (Bermuda)
How to Recover Your Investment Losses on Northstar Financial (Bermuda) 150 150 Robert Rex, Esq.

Northstar Financial (Bermuda) Lawsuit Did you invest in any of the Northstar Financial products ?  Stock Loss Recovery Lawyer If you invested in any of the Northstar Financial products you…

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  • Robert Rex, Esq.

Robert Delaplain- PHX Financial Advisor- Discloses 2 Regulatory Events- Florham Park, NJ
Robert Delaplain- PHX Financial Advisor- Discloses 2 Regulatory Events- Florham Park, NJ 150 150 Robert Rex, Esq.

July 2021- Florham Park, NJ According to publicly available records,  Robert Delaplain a PHX Financial, Inc. financial advisor , discloses 2 regulatory events. The Financial Industry Regulatory Authority (FINRA) is the agency…

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  • Robert Rex, Esq.

Charles Bonilla-Former David Lerner Broker-Sanctioned Over Energy LP Sales – Boca Raton, FL
Charles Bonilla-Former David Lerner Broker-Sanctioned Over Energy LP Sales – Boca Raton, FL 150 150 Robert Rex, Esq.

July 2021- Boca Raton, FL According to publicly available records Charles Bonilla (CRD#2572107), a broker who formerly worked for  David Lerner Associates, discloses a regulatory resulting in a suspension and fine…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Daniel Dillard formerly with Sagepoint Financial
Rex Securities Law Investment Fraud Attorney Investigates Daniel Dillard formerly with Sagepoint Financial 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Austin, TX ) Daniel Dillard Investigation Summary Here’s what you need to know about Austin, Texas, stockbroker Daniel Dillard: Name: Mr. Daniel G. Dillard Current Employer:…

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  • Robert Rex, Esq.

Brokerage Firm Joseph Gunnar Discloses Regulatory Issues and Customer Disputes
Brokerage Firm Joseph Gunnar Discloses Regulatory Issues and Customer Disputes 150 150 Robert Rex, Esq.

July 2021-NYC Brokerage firm Joseph Gunnar & Co. was founded in 1997 and is headquartered in New York City. According to their website they have 250 financial consultants with eight…

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  • Robert Rex, Esq.

Recover Your Losses on Hospitality Investors Trust REIT
Recover Your Losses on Hospitality Investors Trust REIT 150 150 Robert Rex, Esq.

Hospitality Investors Trust Real Estate Investment Trust Lawsuit Did you invest in Hospitality Investors Trust REIT ?  Stock Loss Recovery Lawyer If you invested in Hospitality Investors Trust REIT you…

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  • Robert Rex, Esq.

Charles Kenahan-Former Merrill Lynch Broker-Discloses over $60M in Settlements of Customer Disputes- Boston, MA
Charles Kenahan-Former Merrill Lynch Broker-Discloses over $60M in Settlements of Customer Disputes- Boston, MA 150 150 Robert Rex, Esq.

August 2021- Boston, MA According to publicly available records, former Merrill Lynch, Pierce, Fenner & Smith  financial advisor Charles Kenahan,  discloses 2 regulatory events, 4 final customer disputes, one pending…

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