David A. Allen-Former Avenir Financial Broker-Discloses Customer Disputes-Boston

David A. Allen-Former Avenir Financial Broker-Discloses Customer Disputes-Boston 150 150 Robert Rex, Esq.

April 2016- Boston The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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Jay D. Jordan -Former WFG Investments Broker-Discloses $4M Customer Dispute-Oklahoma City, OK

Jay D. Jordan -Former WFG Investments Broker-Discloses $4M Customer Dispute-Oklahoma City, OK 150 150 Robert Rex, Esq.

April 2016- Oklahoma City, OK UPDATED February 2018-See this for current details. UPDATE MAY 2017–FINRA Records disclose that Jay D. Jordan currently has 9 pending and 4 prior customer disputes. The…

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Enver Alijaj-Investigation Update-Former Legend Securities Broker

Enver Alijaj-Investigation Update-Former Legend Securities Broker 150 150 Robert Rex, Esq.

April 13, 2016 The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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Shawn Burns-former Salomon Whitney Broker- Named in Customer Arbitrations Alleging High Pressure Stock Sales

Shawn Burns-former Salomon Whitney Broker- Named in Customer Arbitrations Alleging High Pressure Stock Sales 150 150 Robert Rex, Esq.

APRIL 2018 UPDATE-As of April 2018, Shawn Burn’s FINRA record discloses a final regulatory event, 20 prior and one pending customer disputes, 2 terminations from employment, a chapter 7 bankruptcy…

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Gary B. Weiss-Former Salomon Whitney Financial Broker-Settles Churning Complaint

Gary B. Weiss-Former Salomon Whitney Financial Broker-Settles Churning Complaint 150 150 Robert Rex, Esq.

April 2018 UPDATE-New York The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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Jerry Lowrimore-Former Hilltop Securities Broker- Settles Customer Suit Over Precious Metals Investments-Dallas, TX

Jerry Lowrimore-Former Hilltop Securities Broker- Settles Customer Suit Over Precious Metals Investments-Dallas, TX 150 150 Robert Rex, Esq.

October 2023-Dallas, Texas The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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Ibrahim Kurtulus Investigation- Meyers Associates Stock Broker

Ibrahim Kurtulus Investigation- Meyers Associates Stock Broker 150 150 Robert Rex, Esq.

April 7, 2016-New York, NY The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer…

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Bruce Meyers Investigation-Meyers Associates, LP

Bruce Meyers Investigation-Meyers Associates, LP 150 150 Robert Rex, Esq.

UPDATE-April 2017 The FINRA records of Bruce Meyers, a currently unregistered stock broker who formerly worked for  Meyers Associates,  now report 19 disclosure events, including 1 pending and 7 final regulatory events, 2…

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Craig G Langweiler – Former Meyers Associates Broker-Discloses Numerous Customer Disputes/Suspension

Craig G Langweiler – Former Meyers Associates Broker-Discloses Numerous Customer Disputes/Suspension 150 150 Robert Rex, Esq.

May 2017-Newton, PA The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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Neal Scott-Former Euro Pacific Capital Broker Named in Customer Arbitration

Neal Scott-Former Euro Pacific Capital Broker Named in Customer Arbitration 150 150 Robert Rex, Esq.

April 7, 2016-New York, NY The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer…

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