Matthew A. Siliato Investigation March 2022 -New York The FINRA records of Matthew Angelo Siliato, a former stock broker who was last employed by Spartan Capital Securities disclose 3 regulatory events, a currently pending…
read moreAugust 2021-New York, NY According to publicly available records Jason Andrew Wilk , a former stockbroker who is not currently registered and who was last employed by Worden Capital Management ,…
read moreMay 2018 —According to FINRA records, stock brokerage firm Windsor Street Capital LP (formerly known as Meyers Associates), discloses 3 pending regulatory events, 20 regulatory events that are final and 12 final arbitrations. The…
read moreMarch 2018 The FINRA records of Amadou Bah, a former stock broker who was last employed employed by Maxim Group LLC disclose a regulatory matter resulting in a bar from the securities industry…
read moreMarch 2018 – New York The FINRA records of Joseph M. Thurnherr, a stock broker who is currently employed by Spartan Capital Securities disclose two prior regulatory matters, three pending customer disputes , three prior final…
read moreUPDATE MARCH 2018-Joseph M. Thurnherr is now employed by Spartan Capital Securities and has another customer dispute disclosed on his BrokerCheck report. See this for details. Meyers Associates is now …
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