Last Updated: January 2026— New York, NY
Here’s what you need to know about New York, NY stockbroker Daniel W. Ladner:
- Name: Daniel W. Ladner
- Current Employer: UBS Financial Services Inc. (since 11/07/2008); branch listed at 299 Park Avenue, New York, NY 10171.
- Prior Firms: Morgan Stanley & Co. Incorporated (04/2007–11/2008); Morgan Stanley (12/2002–04/2007); Morgan Stanley DW Inc. (05/1998–04/2007).
- Other Business Affiliations: SAG-AFTRA, JDEX Tech Inc.
- CRD number: 2932904.
- Stockbroker / Financial Advisor: Yes
- Can Broker be Sued in FINRA: Yes
- Highest Award of Settlement: $25,907
- Current Customer Dispute Seeks Total Damages of: $1,000,000
If you’ve sustained damages from Mr. Ladner, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Daniel W. Ladner As Your Stockbroker?
In August 2025 a customer of UBS filed FINRA Case No. 25-01726 alleging negligence, breach of fiduciary duty, and fraud related to the handling and disclosures in the customer’s accounts and a related securities-backed loan The customer alleges failure to follow instructions to liquidate investments to pay down the loan and inducement to deposit funds for investments that were never purchased. Damages of $1,000,000 are sought.
Ladner discloses a settled customer complaint filed by a customer of at which alleged an unauthorized purchase of municipal bonds in April 2008. The case was settled for $25,907 in March 2009.
Allegations of Broker Misconduct Against Daniel W. Ladner
- Unsuitability.
- Breach of Fiduciary Duty / Best-Interest Obligations. For retail brokerage recommendations, Reg BI imposes a “care” obligation to act in the customer’s best interest.
- Misrepresentation or Omission of Material Facts
- Unauthorized Trading
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of other UBS Financial brokers
If you have suffered investment losses in an account handled by Daniel W. Ladner, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.