Last Updated: September 2023 (New York, NY)
Daniel Soliman Investigation Summary
Here’s what you need to know about New York, NY, stockbroker Daniel M. Soliman:
- Name: Mr. Daniel M. Soliman
- Current Employer: Barred from Securities Industry
- Previous Firms: J.P Morgan Securities, Traderfield Securities, Legend Securities( expelled by FINRA 4/2017), Blackwall Capital Markets
- Function: Former Stock Broker/ Financial Advisor
- Aliases: Daniel Soliman
- Primary Location: New York, NY
- CRD 6053300
- Can Daniel Soliman be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: Yes
- Pending Customer Dispute Seeks Damages of $500,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Daniel Soliman As Your Stockbroker?
In 6/2019 FINRA permanently barred Daniel Soliman from the securities industry, in all capacities, for failing to cooperate with a FINRA investigation into his trading in customer accounts to determine whether he was engaged in conduct that violated federal securities laws or FINRA rules.
In 10/2019 a customer of Traderfield Securities filed a FINRA arbitration alleging that Daniel Soliman committed fraud and misrepresentation and is seeking damages of $500,000. This case is currently pending.
In 2/2021 a customer of Traderfield Securities was paie $24,500 to resolve allegation that Soliman committed fraud and made misrepresentations while handling their account.
Allegations of Broker Misconduct Against Daniel Soliman
Customers of Daniel Soliman have alleged the following wrongdoing in connection with the handling of customer accounts:
- Fraud
- Misrepresentation
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Daniel Soliman, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
