Last Updated: September 2023 (Miami, FLA)
Jorge de Apodaca Investigation Summary
Here’s what you need to know about Miami, FLA, stockbroker Jorge de Apodaca:
- Name: Mr. Jorge de Apodaca, III
- Current Employer: Insigneo Securities
- Previous Firms: Wells Fargo Clearing Services, Citigroup Global Markets
- Function: Stock Broker/ Financial Advisor
- Aliases: Jorge de Apodaca III
- Primary Location: Miami, FLA
- CRD 4643234
- Can Jorge de Apodaca be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement: $50,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jorge de Apodaca As Your Stockbroker?
In 4/2022 a customer of Wells Fargo Clearing was paid $50,000 to resolve allegations that Jorge de Apodaca made unsuitable investment recommendations causing damages to their account.
Allegations of Broker Misconduct Against Jorge de Apodaca
A customer of Jorge de Apodaca alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Interested in other brokers registered with Insigneo Securities? Follow this link.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Jorge de Apodaca, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
