Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Broker Elizabeth Fitzwater

Last updated: August 2025 — Cincinnati, Ohio

Investigation Summary: Elizabeth Fitzwater UBS Financial Services Inc.

Here’s what you need to know about Elizabeth Ann Fitzwater (Cincinnati, OH)

• Stockbroker / Financial Advisor
• Current firm: UBS Financial Services Inc. (“UBS”) — registered since April 30, 2010 (broker) Primary branch: 8044 Montgomery Rd., Ste. 10, The Towers at Kenwood, Cincinnati, OH 45236.
• CRD number: 2729767.
• Prior firms: McDonald Investments Inc. (06/1999–02/2007); Salomon Smith Barney Inc. (10/1996–05/1999).
• Exams passed: Series 7 (10/22/1996), SIE (10/01/2018), Series 63 (12/11/1996), Series 65 (05/24/2010).
• Pending Customer Dispute Seeks Damages of: $3,233,690

If you’ve sustained damages from Mr. Fitzwater, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.

Did You Lose Money with Elizabeth Fitzwater?

A customer of UBS Financial has filed a FINRA arbitration alleging that Ms. Fitzwater’s “team” failed to identify and escalate red flags of financial exploitation and made trades not in the claimant’s best interest in a brokerage/trust account from approximately 2016–2021. The claim seeks $3,233,690 in damages and was filed in May 2025. FINRA Case No. 25-01046. The matter is pending.

Allegations of Broker Misconduct Against Elizabeth Fitzwater

• Failure to identify and escalate red flags of financial exploitation
• Trades allegedly not in the client’s best interest

Recover Your Investment Losses Now With Rex Securities Law

Our Investigations of other UBS Financial brokers

If you have suffered investment losses in an account handled by Elizabeth Ann Fitzwater, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.

What is FINRA Arbitration?

Firms We Have Pursued

With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.

If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.

Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.