March 20, 2015-Cincinnati, OH
Matthew Roger Quinn entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he failed to provide on-the-record testimony pursuant to FINRA rules in response to an investigation that Quinn withdrew funds from the accounts of three elderly bank customers, ages 76, 86 and 89.
Quinn was barred from the securities industry.
According to FINRA records, Quinn was registered with Fifth Third Securities from 5/2013-11/2013, when he was discharged .Prior to that he was registered with LPL Financial LLC.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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