Last Updated: October 2023 (New York, NY)
Francisabel Medina Investigation Summary
Here’s what you need to know about New York, NY, stockbroker Francisabel Medina:
- Name: Francisabel Medina
- Current Employer: Insigneo Securities, Insigneo Advisory Services (RIA)
- Previous Firms: Morgan Stanley Smith Barney, Wells Fargo Advisors
- Function: Stock Broker/ Financial Advisor/Registered Investment Advisor
- Aliases: None
- Primary Location: New York, NY
- CRD 4202117
- Can Francisabel Medina be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement : $99,750
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Francisabel Medina As Your Stockbroker?
A customer of Morgan Stanley Smith Barney was paid $99,750 to settle a FINRA arbitration alleging that Francisabel Medina made misrepresentations and recommended unsuitable investments, including exchange traded funds (ETFs).
Allegations of Broker Misconduct Against Francisabel Medina
A customer of Francisabel Medina alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations
- Misrepresentations
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Francisabel Medina, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
