Last Updated: February 2025, Houston, TX
Here’s what you need to know about Houston, TX, stockbroker Garry R. Martin:
- Name: Mr. Garry Robert Martin
- CRD Number: 1362164
- Current Employers:
- Raymond James Financial Services Advisors, Inc. (Registered since January 2, 2009)
- Raymond James Financial Services, Inc. (Registered since May 27, 2005)
- Prior Employers:
- Raymond James Financial Services (January 2006 – January 2009)
- A.G. Edwards & Sons, Inc. (August 1998 – June 2005)
- Prudential Securities Incorporated (August 1988 – February 1993)
- Shearson Lehman Hutton Inc. (May 1985 – August 1988)
- Function: Stockbroker / Financial Advisor
- DBA: Champion Forest Financial Advisors, G. Martin Financial
- Primary Location: Houston, TX
- Can Garry Martin be sued in FINRA arbitration? Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of: $191,000.00
If you’ve sustained damages from Mr. Martin, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Garry Martin As Your Stockbroker?
On December 19, 2024, a customer of Raymond James Financial Services, Inc alleged that Martin set up accounts incorrectly and disbursed funds to the wrong account types, which caused a significant taxable event for the client. The alleged damages are $191,000.00, and the matter is currently pending.
Allegations of Broker Misconduct Against Garry Martin
A customer of Garry Martin has alleged the following misconduct in connection with the handling of their accounts:
- Improper Account Setup and Fund Disbursement: The pending 2024 customer dispute claims that incorrect account setup and fund disbursement led to an unintended taxable event. This could constitute a violation of FINRA Rule 2010, which requires brokers to uphold high standards of commercial honor and just principles of trade.
- Failure to Adhere to Client Objectives: These allegations highlight concerns regarding proper execution of client instructions and account management, which are essential to ensuring compliance with FINRA Rule 2111 on suitability.
Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090)
Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer.
FINRA Rule 2111- suitability -Regulation Best Interest
The Financial Industry Regulatory Authority (FINRA) requires brokers and brokerage firms to report customer complaints, disputes, and regulatory sanctions. Brokers must also disclose financial matters such as personal bankruptcies, judgments, and liens.
Recover Your Investment Losses Now With Rex Securities Law
Other Investigations of Raymond James Advisors
If you have suffered investment losses in an account handled by Garry R. Martin, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.