Last Updated: September 2023 (Tifton, GA)
Jamie M. Cooke Investigation Summary
Here’s what you need to know about Sparks, NV, stockbroker Jamie M. Cooke :
- Name: Jamie Marie Cooke
- Current Employer: Not currently registered with FINRA
- Previous Firms: Voya Financial Advisors, Triad Advisors, Allstate Financial
- Function: Stock Broker/ Financial Advisor
- Aliases: Jamie Prukop
- Primary Location: Sparks, NV
- CRD 1969380
- Can Jamie Cooke be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement : $100,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jamie M. Cooke As Your Stockbroker?
In 8/2022 a customer of Triad Advisors was paid $100,000 to settle a FINRA arbitration alleging that Jamie Cooke over concentrated the account with unsuitable alternative investments (REITs).
In 3/2023 a customer of Triad Advisors was paid $44,750 to resolve allegations that Jamie Cooke recommended unsuitable investments in limited partnerships and direct investments.
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
Allegations of Broker Misconduct Against Jamie M. Cooke
Customers of Jamie Cooke have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations to invest in limited partnerships and direct investments
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
See this for our Investigation of Voya Financial Advisors Complaints.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Jamie Cooke, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
