Last Updated: June 2025
Jason Mitsuda Investigation Summary
Here’s what you need to know about Honolulu, HI, financial advisor Jason Mitsuda:
- Name: Jason Kazuo Mitsuda
- Current Employer:Not Currently Registered with FINRA
- Prior Employers: LPL Enterprise, Equitable Advisors, Pruco Securities, Cetera Investment Services
- Other Business Activities: Apparent, Inc. – Commercial solar water heating sales
- Primary Location:Honolulu, HI
- CRD Number:6718373
- Can he be sued in FINRA arbitration:Yes
- Highest Settlement or Award:$185,000
Did You Lose Money With Jason Mitsuda As Your Stockbroker?
A customer filed a FINRA arbitration complaint against Jason Mitsuda, alleging that he recommended unsuitable investment products while employed with Equitable Advisors, LLC. The case was settled on December 9, 2024, for $185,000.
Allegations of Broker Misconduct Against Jason Mitsuda
Recommended unsuitable investments
Recover Your Investment Losses Now With Rex Securities Law
Investigation of Cetera Financial Brokers-Lawsuits, Arbitrations & Disputes
Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
If you believe you have suffered financial losses as a result of Jason Mitsuda’s investment recommendations, speak with an experienced securities attorney about recovering your losses through FINRA arbitration.
Attorney Bob Rex, based in Boca Raton, FL, and Austin, TX, represents investors nationwide who have been harmed by broker misconduct or negligence.
📞 Call (877) 224-3199 now for a free consultation. Most cases are handled on a contingent fee basis — no legal fees unless we recover for you.