Last Updated: September 2023 (Brooklyn, NY)
Brody Felchle Investigation Summary
Here’s what you need to know about Brookly, NY, stockbroker Brody Felchle:
- Name: Mr. Brody Dylan Felchle
- Current Employer: Not Currently Registered as a Broker
- Previous Firms: Merrill Lynch Pierce Fenner & Smith, PHX Financial, Alexander Capital LP, John Thomas Financial Group (expelled by FINRA 2013)
- Function: Former Stock Broker/ Financial Advisor
- Aliases: Brody D. Felchle
- Primary Location: Brooklyn, NY
- CRD 5656486
- Can Brody D. Felchle be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Discharged by Prior Employer: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Brody Felchle As Your Stockbroker?
In 3/2021 Brody D. Felchle was discharged by Merrill Lynch for providing inaccurate information on a personal mortgage application.
Allegations of Broker Misconduct Against Brody Felchle
A former employer discharged Brody Felchle for the following misconduct:
- Providing inaccurate information on a personal mortgage application.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Brody D. Felchle, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
