Last Updated: December 2024 (McKinney, TX)
Joy Simar Investigation Summary
Here’s what you need to know about McKinney, TX, stockbroker Joy Simar:
- Name: Joy Lori Simar
- Current Employer: LPL Enterprise, LLC
- Function: Stockbroker / Financial Advisor
- Aliases: Joy Simar
- Primary Location: McKinney, TX
- CRD: 6147731
- Can Joy Simar be sued in FINRA arbitration? Yes
- Pending Customer Dispute Seeks Damages: $203,902
If you’ve sustained damages from Ms. Simar, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Joy Simar As Your Stockbroker?
A pending customer dispute was filed on November 22, 2024, against Joy Simar. The allegations include improper handling of an application related to a variable annuity. The claimant seeks damages totaling $203,902.
These allegations suggest potential violations of FINRA Rule 2010, which mandates ethical standards in the handling of customer transactions and professional conduct.
FINRA Rule 2010-states that a member: “in the conduct of its business, shall observe high standards of commercial honor and just and equitable principles of trade.”
Allegations of Broker Misconduct Against Joy Simar
Customers and regulatory agencies have alleged the following misconduct against Joy Simar:
- Improper Handling of Application: The pending customer dispute accuses Ms. Simar of mishandling a variable annuity application, leading to significant financial consequences.
FINRA Rule 2010 enforces principles of high standards and ethical conduct among financial professionals, requiring brokers to ensure proper handling and transparency in all transactions.
Recover Your Investment Losses Now With Rex Securities Law
LPL Financial Lawsuits, Arbitrations and Customer Complaints and Disputes
If you have suffered investment losses in an account handled by Joy Simar, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.
