Last Updated: November 2025 — Saint Johns, FL
Here’s what you need to know about Saint Johns, FL stockbroker Kendal A. Fordham:
- Name: Kendal Ashley Fordham
- Alias: Kendal Ashley Cann, Kendal Cann
- Current Employer: Privileged Planning Inc. — President/Chief Compliance Officer (since July 2023), Saint Johns, FL.
- Prior Firms: Raymond James Financial Services, Inc. (Financial Advisor, Jacksonville, FL, 03/2017–02/2019); Raymond James & Associates, Inc. (Registered Associate, St. Petersburg, FL, 02/2016–02/2017).
- Other Business Affiliations: Let Bob LLC (10% owner); Flood-Con, LLC (5% owner); BNI member; Kaaj Properties, LLC (manager); First Coast Honor Flight (Secretary/Treasurer); Vistage member; St Johns BFF (Treasurer); co-author of two books.
- CRD number: 6504618.
- Stockbroker / Financial Advisor: Former FINRA-registered broker (not currently registered as a broker); holds SIE (10/01/2018), Series 7 (02/13/2016), Series 66 (07/07/2016), Series 65 (04/15/2022).
- Can Broker be Sued in FINRA: Yes
- Highest Award or Settlement: $107,000
If you’ve sustained damages from Mr. Fordham, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Kendal A. Fordham As Your Stockbroker or Adviser?
A customer of Privileged Planning filed an action in Florida state court in Duval County which was settled for $107,000. The plaintiff alleged unsuitable recommendations of structured products and overconcentration .
Allegations of Broker Misconduct Against Kendal Ashley Fordham
- Unsuitability — recommending structured notes inconsistent with the customer’s objectives and risk tolerance can violate FINRA Rule 2111 (Suitability) when activity occurs at a broker-dealer.
- Overconcentration — concentrating a portfolio in one product type (e.g., structured notes) may breach suitability obligations under FINRA Rule 2111 and, where applicable to broker recommendations after June 30, 2020, the SEC’s Regulation Best Interest (Rule 15l-1) “Care Obligation.”
Investigations involving Over-Concentration
Recover Your Investment Losses Now With Rex Securities Law
Other Investigations of Raymond James Advisors
If you have suffered investment losses in an account handled by Kendal Ashley Fordham, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
Firms We Have Pursued On Behalf of Our Clients
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.