Last Updated: September 2023 (North Miami Beach, FL)
Lizbeth Bloom Investigation Summary
Here’s what you need to know about North Miami Beach, FL, stockbroker Lizbeth Bloom:
- Name: Ms. Lizbeth Tracy Bloom
- Current Employer: Not currently registered with FINRA
- Previous Firms: Arive Capital Markets, Alexander Capital LP, Global Arena Capital Corp., J.P. Turner & Co.
- Function: Former Stock Broker/ Financial Advisor
- Aliases: None
- Primary Location: North Miami Beach, FL
- CRD 2301603
- Can Lizbeth Bloom be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement : $50,000
- Has Outstanding Tax Liens: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Lizbeth Bloom As Your Stockbroker?
In 1/2021 a customer of Arive Capital was paid $50,000 to resolve allegations that Lizbeth Bloom made unauthorized trades in the account causing losses.
Earlier in her career in 2008 a customer of her prior employer LH Ross/ JP Turner made a complaitn that their account had been traded without authority. The customer did not hire counsel or pursue it further and the company closed the matter.
Lizbeth Bloom discloses 7 currently outstanding liens. Four of the liens are owed to the Internal Revenue Service and file in Miami Dade County Court. The other liens are in favor of 100 Hidden Bay Condominium Assoc., Citibank and Bank of America.
Allegations of Broker Misconduct Against Lizbeth Bloom
Customers of Lizbeth Bloom have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation
- Unauthorized Trading
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Lizbeth Bloom, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
