Last Updated: October 2025 — Miami, FL
Here’s what you need to know about Miami, FL stockbroker Marcio Da Rocha:
- Name: Marcio Moraes Marciano Da Rocha
- Current Employer: Insigneo Advisory Services LLC — Investment Adviser Representative (Miami, FL) | Insigneo Asesor Internacional S.A. — Investment Professional (Montevideo, UY) | Insigneo Securities LLC — Investment Professional (Miami, FL).
- Prior Firms: Insigneo Securities, LLC (07/2023–07/2025) — Montevideo; Morgan Stanley (10/2015–08/2023).
- CRD number: 6558910.
- Stockbroker / Financial Advisor: Former FINRA-registered broker; not currently registered as a broker or advisor. Passed SIE (10/01/2018), Series 7 (10/01/2015), Series 65 (09/10/2021), Series 66 (10/26/2015).
- Can Broker be Sued in FINRA: Yes
- Sanctioned by Securities Regulators: No
- Highest Award or Settlement: $800,000
If you’ve sustained damages from Mr. Da Rocha, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Marcio Da Rocha As Your Stockbroker?
FINRA arbitration Case No. 20-02294 was filed in July 2020 alleging that, while at Morgan Stanley Smith Barney (MSSB), Mr. Da Rocha misrepresented and recommended an unsuitable, risky options strategy involving ETFs during Nov. 15, 2019 – Mar. 31, 2020. The claim settled for $800,000 in May 2023 .
Other Investigations Involving Exchange Traded Funds
Structured Products: Sometimes referred to as market-linked investments, Structured Products are pre-packaged investments whose performance is linked to an underlying asset, product or index. ( a single security, basket of securities, options, indicies, commodities, debt issuance, foreign currencies or derivatives). See this for FINRA’s Investor Insights “Understanding Structured Notes with Principal Protection”
Allegations of Broker Misconduct Against Marcio Da Rocha
- Unsuitability
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Marcio Moraes Marciano Da Rocha, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.