Last Updated: October 2023 (New York, NY)
Michael Mancinelli Investigation Summary
Here’s what you need to know about New York, NY, stockbroker Michael Mancinelli:
- Name: Mr. Michael G. Mancinelli
- Current Employer: Not currently registered with FINRA
- Previous Firms: Celadon Financial Group, Dinosaur Financial Group, Auriga USAA, Josep Gunnar, Tribal Capital Markets, Bonwick Capital Partners, Revere Securities
- Function: Stock Broker/ Financial Advisor
- Aliases: Michael Mann
- Primary Location: New York, NY
- CRD 5505925
- Can Michael Mancinelli be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Allegations of Broker Misconduct Against Michael Mancinelli by Securities Regulators
- In 2/2022, while employed by Dinosaur Financial Group, Michael Mancinelli was suspended for 30 business days (ending 3/21/2022) for violating MSRB Rules G-8 and G-17 when he exercised discretionary trading in a customer account without having first obtaining written authorization from the customer and his firm. He was also fined $10,000.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Michael Mann, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
