Last Updated: October 2023 (Columbia, South Carolina)
Gregory Young Investigation Summary
Here’s what you need to know about Columbia, SC, stockbroker Gregory Young:
- Name: Mr. Gregory Scott Young
- Current Employer: Integrated Advisors Network(RIA), not currently registered with FINRA
- Previous Firms: Comprehensive Asset Management and Servicing, Voya Financial Advisors, J.P. Turner & Co.
- Function: Stock Broker/ Financial Advisor/Registered Investment Advisors
- Aliases: Gregory Young
- Primary Location: Columbia, SC
- CRD 3063221
- Can Gregory Young be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Terminated by a prior employer: Yes
- Highest Settlement : $61,685
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Gregory Young As Your Stockbroker?
Three customers of Voya Financial made claims that Gregory Young misrepresented a variable CD. Those claims were resolved for a cumulative amount of $106,000.
In 2/2020 Voya Financial Advisors settled a FINRA arbitration which alleged that Gregory Young made unsuitable recommendations to invest in structured steepner notes, an alternative investment and a CD. The customer was paid $40,000.
Allegations of Broker Misconduct Against Gregory Young
Customers of Gregory Young have alleged the following wrongdoing in connection with the handling of customer accounts:
- Misrepresented a variable CD
- Unsuitable recommendation to invest in structured steepner notes
- Unsuitable recommendation to invest in unsuitable alternative investment
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Gregory Young, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
