Last Updated: April 2024 (Lenexa, KS)
Nathan Stucky Investigation Summary
Here’s what you need to know about Lenexa, Kansas, stockbroker Nathan Stucky:
- Name: Mr. Nathan J. Stucky
- Current Employer: LPL Financial
- DBA: Commerce Financial Advisors
- Previous Firms: Commerce Brokerage Services
- Function: Stock Broker/ Financial Advisor/Registered Investment Advisor
- Aliases: Nathan Stucky
- Primary Location: Massapequa, NY
- CRD 4125737
- Can Nathan Stucky be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of $26,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Nathan Stucky As Your Stockbroker?
A customer of LPL Financial filed a FINRA arbitration in 10/2023 alleging that Nathan Stucky hade unsuitable investment recommendations in mutual funds and exchange traded funds (ETFs). Damages of $26,000 are sought in this pending matter.
Structured Products: Sometimes referred to as market-linked investments, Structured Products are pre-packaged investments whose performance is linked to an underlying asset, product or index. ( a single security, basket of securities, options, indicies, commodities, debt issuance, foreign currencies or derivatives). See this for FINRA’s Investor Insights “Understanding Structured Notes with Principal Protection”
Allegations of Broker Misconduct Against Nathan Stucky
A customer of Nathan Stucky has alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Recommendation to invest in mutual funds and ETFs.
[LEARN MORE]: Other Investigations Involving Exchange Traded Funds (ETFs)
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
[LEARN MORE]: Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
If you have suffered investment losses in an account handled by Nathan Stucky, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
