Last Updated: April 2025 – Tampa, FL
Robert Rose Investigation Summary
Here’s what you need to know about Tampa, FL, stockbroker Robert L. Rose:
- Name: Mr. Robert Lee Rose II
- Current Employer: Wells Fargo Advisors / Wells Fargo Clearing Services, LLC
- Function: Stockbroker / Financial Advisor
- Primary Location: Tampa, FL
- CRD Number: 2874342
- Alias: Robert Rose
- Can Robert Rose be sued in FINRA arbitration? Yes
- Sanctioned by FINRA or other regulators? No
- Pending Customer Dispute Seeks Damages of: $1,000,000
If you’ve sustained damages from Mr. Rose, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Robert Rose As Your Stockbroker?
FINRA arbitration (Case No. 24-01733) was filed by a customer of Wells Fargo in 8/ 2024, alleging that Robert Rose made unsuitable investment recommendations in municipal debt products around August 2021.The claimant is seeking approximately $1,000,000 in damages in this pending matter.
Allegations of Broker Misconduct Against Robert Rose
Robert Rose has been the subject of two customer disputes which allege the following misconduct:
- Unsuitable Recommendations
- Failed to advise fully the amount of fees and charges on a mutual fund product
Recover Your Investment Losses Now With Rex Securities Law
Investigations involving other Wells Fargo brokers
If you have suffered investment losses in an account handled by Robert L. Rose, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.