Last Updated: April 2025 | Indianapolis, IN
Here’s what you need to know about Indianapolis, IN, stockbroker Stanley Crisci:
- Name: Mr. Stanley Lee Crisci
- Current Employer: RBC Capital Markets, LLC
- Prior Employers: Raymond James & Associates, Inc.; Morgan Keegan & Company, Inc.; The Huntington Investment Company; Dean Witter Reynolds Inc.
- Function: Stockbroker / Financial Advisor
- CRD Number: 2687393
- Can Stanley Crisci be sued in FINRA arbitration? Yes
- Sanctioned by FINRA: No
- Customer Disputes: 3 (2 pending, 1 closed)
If you’ve sustained damages from Mr. Crisci, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money with Stanley Crisci as Your Stockbroker?
Two FINRA arbitration claims have been filed & are currently pending. In one case customers allege that Stanley Crisci recommended a variable annuity investment in January 2019 that was not consistent with the claimant’s investment objectives. The damages sought are $90,000.
In the other claim filed on July 8, 2024 (Case #24-01488), the claimant alleges Crisci failed to invest participants’ accounts in accordance with their investment objectives. This arbitration seeks $100,000 in damages.
Earlier in his career , in 2/2010, while Crisci was with The Huntington Investment Company, a customer alleged that mutual fund fees generated benefited both the firm and the representative. The customer sought $343,000 in damages. The firm denied the claim and apparently the customer did not take file a FINRA arbitration or take other action to pursue the matter.
Allegations of Broker Misconduct Against Stanley Crisci
Customers of Stanley Crisci have made several allegations over the years related to improper investment recommendations:
- Unsuitable Investment Recommendations
- Failure to Act in Client’s Best Interest
- Failure to Follow Investment Objectives
The Financial Industry Regulatory Authority (FINRA) mandates brokers to report customer complaints, arbitration filings, and regulatory actions. These disclosures serve to protect investors and hold financial professionals accountable.
Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090) Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer.
FINRA Rule 2111- suitability -Regulation Best Interest
Recover Your Investment Losses Now With Rex Securities Law
Other Investigations of RBC Capital Markets Brokers
If you have suffered investment losses in an account handled by Stanley L. Crisci, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.