Last Updated: January 2026 — Buford, GA
Here’s what you need to know about Buford, GA stockbroker Robert Thatcher Tudor:
- Name: Robert Thatcher Tudor III
- Current Employer: Voya Financial Advisors, Inc.
- Prior Firms:
- LPL Financial LLC
- Bangerter Financial Services, Inc.
- Concorde Investment Services, LLC
- Concorde Asset Management, LLC
- Triad Advisors, LLC
- Scottrade, Inc. / Scottrade Investment Management
- Other Business Affiliations: None reported
- CRD Number: 5670404
- Stockbroker / Financial Advisor: Yes
- Can Broker be Sued in FINRA: Yes
- Sanctioned by Securities Regulators: No
- Current Customer Dispute Seeks Total Damages of: Between $100,000 and $500,000
If you’ve sustained damages from Mr. Tudor, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Robert T. Tudor III As Your Stockbroker?
Robert Thatcher Tudor III is named in a pending FINRA Case No. 25-02465 filed in November 2025 by a customer of Concorde Investment Services, LLC.
According to the BrokerCheck report, the claimant alleges failure to supervise and breach of fiduciary duty related to direct investments (DPP & LP interests) made in 2022. The customer seeks damages between $100,000 and $500,000.
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
Allegations of Broker Misconduct Against Robert Thatcher Tudor III
The allegations asserted in the pending FINRA arbitration include:
- Failure to Supervise – FINRA Rule 3110 (Supervision).
- Breach of Fiduciary Duty
- Unsuitable or Improper Alternative Investments
Recover Your Investment Losses Now With Rex Securities Law
Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
See this for information on our other investigations of Concorde Investment Services brokers
If you have suffered investment losses in an account handled by Robert Thatcher Tudor III, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.