Last Updated: October 2023 (Ann Arbor, MI)
Roger Burskey Investigation Summary
Here’s what you need to know about Ann Arbor, MI, stockbroker Roger Burksey, MI:
- Name: Mr. Roger James Burskey
- Current Employer: Barred from industry by FINRA
- Previous Firms: Voya Financial Advisors, USAllianz Securities, MetLife Securities, dba M&S Financial, dba R J Burksey & Associates
- Function: Former Stock Broker/ Financial Advisor
- Aliases: Roger Burskey
- Primary Location: Ann Arbor, MI
- CRD 1193951
- Can Roger Burskey be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: Yes
- Discharged by a prior employer: Yes
- Highest Settlement : $45,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Roger Burskey As Your Stockbroker?
In 12/2016 Roger Burskey was barred from the securities industry by FINRA after he refused to cooperate with a regulatory investigation to determine whether he had made unsuitable recommendations or engaged in discretionary trading.
Four customers of Voya Financial Advisors brought claims alleging that Roger Burskey conducted unauthorized trading and excessive trading in their accounts. These claims were settled for a cumulative amount in excess of $130,000.
In 11/2015 Voya Financial Advisors discharged Roger Burskey and made the following allegation on his FINRA record: “The representative engaged in trading that violated the Firm’s policies prohibiting excessive and unauthorized trading”
Allegations of Broker Misconduct Against Roger Burskey
Customers of Roger Burskey have alleged the following wrongdoing in connection with the handling of customer accounts:
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Roger Burskey, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
