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Rex Securities Law Investment Fraud Attorney Investigates Terry Wheeler formerly with Arque Capital

Last Updated: November 2023 (Sacramento, CA) Terry Wheeler Investigation Summary Here’s what you need to know about Sacramento, CA, stockbroker Terry Wheeler: Name: Mr. Terry Dean Wheeler Current Employer: Not…

Rex Securities Law Investment Fraud Attorney Investigates Arque Capital Broker Timothy Scanlon

Last Updated: November 2023 (Scottsdale, AZ) Timothy Scanlon Investigation Summary Here’s what you need to know about Scottsdale, AZ, stockbroker Timothy Scanlon: Name: Mr. Timothy Joseph Scanlon Current Employer: Independent…

Rex Securities Law Investment Fraud Attorney Investigates Ronald McLeod formerly with Arque Capital

Last Updated: November 2023 (Sarasota, FL) Ronald McLeod Investigation Summary Here’s what you need to know about Sarasota, FL, stockbroker Ronald McLeod: Name: Mr. Ronald Lee McLeod Current Employer: Not…

Rex Securities Law Investment Fraud Attorney Investigates Audrey Kuwabara formerly with Arque Capital Ltd.

Last Updated: November 2023 (Los Angeles, CA) Audrey Kuwabara Investigation Summary Here’s what you need to know about Los Angeles, CA, stockbroker Audrey Kuwabara: Name: Audrey Mari Kuwabara Current Employer:…

Rex Securities Law Investment Fraud Attorney Investigates Christy Earhart formerly with Arque Capital

Last Updated: November 2023 (Heath, Texas) Christy Earhart Investigation Summary Here’s what you need to know about Heath, TX, stockbroker Christy Earhart: Name: Christy Joy Earhart Current Employer: Independent Financial…

Luis Marquez-Former Dawson James Broker-Named In Customer Arbitration-Ft. Lauderdale

May 2016- Ft. Lauderdale, FL The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

Rex Securities Law Investment Fraud Attorney Investigates Dawson James Securities- Lawsuits, Arbitrations & Customer Disputes

Last Updated: April 2024 Dawson James Securities Investigation Summary Here’s what you need to know about Boca Raton, Florida, headquartered brokerage firm Dawson James Securities: Name: Dawson James Securities Inc.…

Rex Securities Law Reports Certified Financial Planning Board Sanctions For Texas

Last Updated: November 2023 The Certified Financial Planner (CFP) Board According to their website, “For 50 years, CERTIFIED FINANCIAL PLANNER™ certification has been the standard of excellence for financial planners.…

Rex Securities Law Investment Fraud Attorney Investigates Jason Plucinak formerly with Emerson Equity LLC

Last Updated: November 2023 (Minneapolis, MN) Jason Plucinak Investigation Summary Here’s what you need to know about Minneapolis, MN, stockbroker Jason Plucinak: Name: Mr. Jason William Plucinak Current Employer: Wealthforge…