Last Updated: August 2025 — Cincinnati, OH
Here’s what you need to know about Cincinnati, OH, stockbroker Scott D. Jones:
- Name: Mr. Scott D. D. Jones
- CRD Number: 2196146
- Current Employer: UBS Financial Services Inc. (since 01/22/2009)
- Primary Location: 8044 Montgomery Road, Ste. 10, The Towers at Kenwood, Cincinnati, OH 45236
- Function: Stockbroker / Financial Advisor
- Previously Registered With: Merrill Lynch, Pierce, Fenner & Smith Incorporated (1992–2009)
- Licensing/Exams: Series 7, SIE, Series 9/10 (formerly Series 8), Series 63, Series 65
- Can Scott Jones be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Pending Customer Dispute Seeks Damages of $3,233,690
If you’ve sustained damages from Mr. Jones, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Scott D. Jones As Your Stockbroker?
Pending FINRA arbitration (Case No. 25-01046) was filed in May 2025, naming UBS Financial Services Inc.The claimant seeks $3,233,690 in damages and alleges that, between 2016 and 2021, Jones and his team failed to identify and escalate red flags of financial exploitation and made trades not in the client’s best interest in a trust/brokerage account. Mr.
Allegations of Broker Misconduct Against Scott D. Jones
- Failed to identify and escalate red flag issues
- Trades not in customer’s best interest
FINRA Rule 2111- suitability -Regulation Best Interest
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of other UBS Financial brokers
If you have suffered investment losses in an account handled by Scott D. Jones, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.