Global Arena Capital FINRA Registration Cancelled. According to FINRA records, FINRA cancelled the registration of Global Arena Capital as of 7/20/2015 for failure to pay FINRA registration fees. The company is no longer in business.
June 4, 2015
Global Arena Capital Corp., a broker dealer headquartered in New York that maintains several branch offices nationwide, was named in FINRA Disciplinary Proceeding #20110265443, which alleges that from October 2010-June 2013, the company engaged in a pattern of charging excessive and unfair markups/markdowns on corporate bond transactions.
The pleading alleges there were at least 495 instances resulting in excessive charges to customers of over $333,000.
If you have questions about the way your account has been handled at Global Arena Capital Corp. call to speak with an experienced securities attorney.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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