Last Updated: October 2023 (New York, NY)
Stephen Green Investigation Summary
Here’s what you need to know about New York, NY, stockbroker Stephen Green:
- Name: Mr. Stephen Robert Green
- Current Employer: Not currently registered with FINRA
- Previous Firms: Four Points Capital Partners, David Lerner Associates, West Fuller Advisers
- Function: Stock Broker/ Financial Advisor
- Aliases: Stephen Green
- Primary Location: New York, NY
- CRD 2853952
- Can Stephen R. Green be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: Yes
- Discloses outstanding judgements/liens: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Stephen Green As Your Stockbroker?
In 7/2022 FINRA suspended Stephen R. Green for 30 days and fined him $5,000 for operating an outside business activity without prior written permission from his employer Fours Points Capital Partners. According to FINRA Green and four others formed a company for the purpose of pooling their money to invest and wired $350,000 to an asset manager who subsequently filed for bankruptcy.
Stephen Green has outstanding judgments/liens.
Stephen R. Green discloses 4 currently outstanding judgement/liens filed in Nassau County Court in Mineola, NY. Three are owed to Midland Funding, Inc.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Stephen R. Green, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
