Last Updated: October 2023 (Buffalo, NY)
Jeff Tooke Investigation Summary
Here’s what you need to know about Buffalo, NY, stockbroker Jeffrey A. Tooke:
- Name: Mr. Jeffrey A. Tooke
- Current Employer: Four Points Capital Partners, MHA Financial Corp. (RIA), Avendus Capital (RIA), Bay Harbor Advisors
- Previous Firms: Niagara International Capital
- Function: Stock Broker/ Financial Advisor/Registered Investment Advisor
- Aliases: Jeff Tooke, Jeffrey Allen Tooke
- Primary Location: Buffalo, NY
- CRD 5621579
- Can Jeff Tooke be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of $316,769
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jeff Tooke As Your Stockbroker?
In 1/2023 a customer of Four Points Capital Partners filed a FINRA arbitration alleging that Jeff Tooke churned their account, traded without authority, breached his fiduciary duty and made misrepresentations. The customer is seeking damages of $316,769 in this currently pending matter.
Allegations of Broker Misconduct Against Jeff Tooke
A customer of Jeff Tooke has alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations
- Churning
- Unauthorized Trading
- Misrepresentations
- Omission of Facts
- Breach of Fiduciary Duty
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Jeff Tooke, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
