Last Updated: October 2023 (Buffalo, NY) Jeff Tooke Investigation Summary Here’s what you need to know about Buffalo, NY, stockbroker Jeffrey A. Tooke: Name: Mr. Jeffrey A. Tooke Current Employer:…
read moreLast Updated: October 2023 (New York, NY) Douglas Magnuson Investigation Summary Here’s what you need to know about New York, NY, stockbroker Douglas Magnuson: Name: Mr. Douglas Wayne Magnuson Current…
read moreLast Updated: October 2023 (New York, NY) Stephen Green Investigation Summary Here’s what you need to know about New York, NY, stockbroker Stephen Green: Name: Mr. Stephen Robert Green Current…
read moreLast Updated: October 2023 (New York, NY ) Michael Martino Investigation Summary Here’s what you need to know about New York, NY, stockbroker Michael Martino: Name: Mr. Michael Christopher Martino…
read moreLast Updated: September 2023 (Ridgewood, NJ) Robert Vial Investigation Summary Here’s what you need to know about Ridgewood, NJ, stockbroker Robert Vial: Name: Mr. Robert Watson Vial Current Employer: Not…
read moreJuly 2020, New York, NY According to publicly available records John Calardo (CRD# 6063938) , a currently unregistered stockbroker who previously registered with Four Points Capital Partners & Worden Capital Management,…
read moreOctober 2019- Westbury, NY According to publicly available records Allan P Montalbano (CRD#4507029) , a stockbroker who is not currently registered and who was last registered with Worden Capital Management ,…
read moreSeptember 2018- New York Gregory Don Patterson , a stockbroker who is currently registered with Four Points Capital Partners, a Texas LLC, (Four Points) discloses a prior customer dispute, a currently pending regulatory…
read moreUPDATE FEBRUARY 2018-The SEC barred Daniel T. Fischer indefinitely from association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or NRSRO. ORIGINAL POST-January 2018-Melville, New…
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