Last Updated: August 2023 (Hockley, Texas)
Jimmy Rodriguez Investigation Summary
Here’s what you need to know about Hockley, Texas stockbroker Jimmy Rodriguez:
- Name: Mr. Jimmy Rodriguez
- Current Employer: LPL Financial LLC
- Previous Firms: Private Portfolio Partners, Insigneo Wealth Advisors, Insigneo Securities, Next Financial Group, Wells Fargo Advisors LLC
- Function: Stockbroker / Financial Advisor
- Aliases: None
- Primary Location: Hockley, Texas
- CRD #5563898
- Has FINRA Disclosures: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jimmy Rodriguez As Your Stockbroker?
Jimmy Rodriguez discloses an currently outstanding judgment/lien in the amount of $81,591 in favor of Bass & Associates filed in state court in St. Louis, MO.
Allegations of Broker Misconduct Against Jimmy Rodriguez
- Outstanding judgment/lien
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition, brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Jimmy Rodriguez, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
