Suzanne Charrin Investigation
July 2022- Greenwood Village, CO
According to available records, Suzanne Charrin , an unregistered broker previously with Woodbury Financial Services, discloses a termination from employment.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In April 2022, Charrin was discharged from Woodbury Financial Services, Inc. in response to allegations regarding her participation in an unapproved outside business activity and for conducting prohibited activities inconsistent with the firm’s policies and procedures. Charrin had been with Woodbury Financial Services, Inc. since January 2005.
If you have questions about an account handled by Suzanne Charrin call to speak with an experienced securities attorney. No charge for initial consultation.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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