Blackbook Capital complaint

  • Robert Rex, Esq.

Jason M. Santini Named in Customer Arbitration-Blackbook Capital, LLC. Broker
Jason M. Santini Named in Customer Arbitration-Blackbook Capital, LLC. Broker 150 150 Robert Rex, Esq.

APRIL 2017 UPDATE-In November 2016 a customer of Spartan Capital filed FINRA arbitration 16-3109 alleging damages of $27,376 for overconcentration, unauthorized use of margin and negligence. ORIGINAL POST -May 2016…

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  • Robert Rex, Esq.

Marlon Cole Named in Customer Arbitration Dispute-Legend Securities Broker
Marlon Cole Named in Customer Arbitration Dispute-Legend Securities Broker 150 150 Robert Rex, Esq.

May 2016 The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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  • Robert Rex, Esq.

Vincent Pereira- Private Placement Customer Complaints Settled
Vincent Pereira- Private Placement Customer Complaints Settled 150 150 Robert Rex, Esq.

According to FINRA records, stockbroker Vincent Louis Pereira currently is employed by Alexander Capital, where he has been registered since 2/2015. His previous registrations include: Blackbook Capital      …

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