Updated: May 2026 – Red Bank, New Jersey
According to FINRA records, stockbroker Vincent Louis Pereira currently is employed by Alexander Capital, where he has been registered since 2/2015.
In 5/2026 a customr of Alexander Capital filed a FINRA arbitration alleging that Pereira violated Section 10(b) of the Securties Exchange Act and the New Jersey Uniform Securities Law in connection with a recommendation to invest in real estate securities , a pre-IPO and a real estate investment trust (REIT). Damages of $375,000 are sought in this pending matter.
Pereira has settled five customer disputes, including:
FINRA Case 11-3539– customer alleged that while Pereira was employed by Rockwell Global Capital, Pereira failed to perform due diligence and breached his fiduciary duty in connection with a $100,000 private placement investment. The case was settled for $35,000.
FINRA Case 11-3373-customer alleged that while he was employed by Rockwell Global Capital, Pereira failed to perform due diligence and breached his fiduciary duty in connection with a $150,000 private placement investment. The case was settled for $40,000.
FINRA Case 11-3003-customer alleged that while he was employed by Rockwell Global Capital, Pereira made false statements, was negligent and breached his contract duty in connection with a $300,000 private placement investment. The case was settled for $150,000.
FINRA Case 11-3586-customer alleged that while he was employed by Rockwell Global Capital, Pereira failed to perform due diligence and breached his fiduciary duty in connection with a $50,000 private placement investment. The case was settled for $20,000.
In 3/2014, Pereira pled guilty to misdemeanor petit larceny from a store in the criminal court of the City of New York and was sentenced to 1 day of community service.
FINRA records report seven outstanding judgments and liens, including an Internal Revenue Service lien of $25,817. See FINRA report for full details.
If you have questions about an account handled by Vincent Pereira, call to speak with an experienced securities attorney.
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