Mark Williams Investigation April 2024-Carmel by the Sea, CA According to publicly available records Mark John Williams , a former Centaurus Financial Inc., broker who now works for Kingswood Capital…
read moreJames V. Peters Investigation June 2023 – Irving , CA According to publicly available records James V. Peters, a Centaurus Financial broker, discloses a pending customer dispute. The Financial Industry…
read moreValentino Michael Scott Investigation June 2023- West Hills, CA The FINRA records of Valentino Michael Scott, a Centaurus Financial, Inc. broker, disclose customer disputes. The Financial Industry Regulatory Authority (FINRA) is the agency…
read moreDonnie Ingram Investigation September 2022-Winter Haven, FL According to publicly available records Donnie E. Ingram, (CRD# 1416971) , a stockbroker who previously worked for Centaurus Financial Inc. , disclose 9 prior customer disputes…
read moreJan E. Haynes Investigation March 2022- La Jolla, CA The FINRA records of Jan Earl Haynes, a stock broker who is currently suspended by FINRA and who was last employed by Centaurus Financial,…
read moreAugust 2021- Kings Park, NY The FINRA records of Bryon E. Martinsen, a stock broker who is currently employed by Centaurus Financial disclose 3 pending customer disputes, 7 prior customer disputes , a termination from…
read moreJuly 2021-San Jose, CA According to publicly available records. Marco “Moe” Azizi (CRD#2154719), a broker employed with Centaurus Financial, Inc., discloses 1 pending and 4 prior customer disputes. The Financial…
read moreJune 2020- Lexington, SC The FINRA records of Cindy Lucille Chiellini (CRD#1015592) , a broker with Centaurus Financial, Inc., discloses prior customer disputes and 27 pending customer disputes seeking damages of nearly $5,000,000 . The…
read moreJanuary 2020 – San Jose, CA The FINRA records of Marco Bartolo Azizi, a stockbroker who is currently employed by Centaurus Financial, Inc., disclose 2 pending customer disputes. The Financial Industry Regulatory…
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