Concorde Investment Services complaint

Jeffrey Kiesnoski -Concorde Investment Services Broker-Discloses $1.8M+ in Customer Suits- Livonia, MI

Jeffrey Kiesnoski -Concorde Investment Services Broker-Discloses $1.8M+ in Customer Suits- Livonia, MI 150 150 ER

Jeffrey Kiesnoski Investigation April 2022- Livonia, MI The FINRA records of Jeffrey A. Kiesnoski,  a Concorde Investment Services broker,  disclose  two prior customer disputes and two pending customer disputes. The Financial Industry…

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Joseph Michaletz-DAI Securities Advisor-Discloses Customer Disputes Over LP’s & Direct Investments-Mankato, MN

Joseph Michaletz-DAI Securities Advisor-Discloses Customer Disputes Over LP’s & Direct Investments-Mankato, MN 150 150 Robert Rex, Esq.

Joseph Michaletz Investigation November 2021-Mankato, MN According to publicly available records Joseph G. Michaletz  ,  a  stockbroker who is currently registered with DAI Securities,  disclose 3 currently pending customer disputes…

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Meredith A. McCutchen-Former Berthel Fisher/Concorde Investment Broker-Settles Customer Suit-Houston, TX

Meredith A. McCutchen-Former Berthel Fisher/Concorde Investment Broker-Settles Customer Suit-Houston, TX 150 150 Robert Rex, Esq.

May 2018-Houston, Texas According to FINRA records,  Meredith Ann McCutchen ,   a stock broker who was previously  employed by Concorde Investment Services and Berthel Fisher and who is currently employed by Moody Securities , discloses a recent…

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Investigation-Frank T. Dunn, Jr.-Concorde Investment Services-The Woodlands, TX

Investigation-Frank T. Dunn, Jr.-Concorde Investment Services-The Woodlands, TX 150 150 Robert Rex, Esq.

The Woodlands, Texas We are investigating the sales practices of Frank Timothy Dunn, Jr. a broker who has been employed by Concorde Investment Services since 10/2014. In publicly available records…

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Rex Securities Law Investment Fraud Attorney Investigates TCFG Wealth Management Broker Scott Offerman

Rex Securities Law Investment Fraud Attorney Investigates TCFG Wealth Management Broker Scott Offerman 150 150 Robert Rex, Esq.

Last Updated: November 2023 (New York, NY) Scott Offerman Investigation Summary Here’s what you need to know about New York, NY, stockbroker Scott Offerman: Name: Mr. Scott Offerman Current Employer:…

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RIchard G. Cody-Former Concorde Investment Services & IFS Securities Broker-Sentenced for Fraud-Spring Lake, NJ

RIchard G. Cody-Former Concorde Investment Services & IFS Securities Broker-Sentenced for Fraud-Spring Lake, NJ 150 150 Robert Rex, Esq.

October 2020– Spring Lake, New Jersey According to publicly available records Richard G. Cody , (CRD# 2794558) ,  a  currently unregistered stockbroker who last worked for IFS Securities  , has numerous disclosures:  1 pending…

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Gary L. Glover-Former Ameriprise Broker-Disputes Customer Dispute Over Tenant in Common Investment

Gary L. Glover-Former Ameriprise Broker-Disputes Customer Dispute Over Tenant in Common Investment 150 150 Robert Rex, Esq.

July 2016- John Creek, Georgia The FINRA records of Gary L. Glover  , a stock broker currently employed by Concorde Investment Services, disclose  a prior final customer dispute,  2 pending customer disputes, a prior final financial event…

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Barry W. Lemay-Former VSR Financial Broker-Discloses Customer Dispute Over Alternative Investments

Barry W. Lemay-Former VSR Financial Broker-Discloses Customer Dispute Over Alternative Investments 150 150 Robert Rex, Esq.

Campbell, CA According to FINRA records,  Barry W. Lemay ,  a stockbroker  who  formerly worked for VSR Financial Services discloses  9 final customer disputes and  one pending customer dispute. The Financial Industry Regulatory Authority…

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Larry S. Werbel Discloses Customer Dispute Over Investment in VGTL and QLTS

Larry S. Werbel Discloses Customer Dispute Over Investment in VGTL and QLTS 150 150 Robert Rex, Esq.

UPDATE August 2016-Disclosure that another customer dispute has been filed. In July 2016 a customer of LPL Financial alleged damages of $19,995 for unsuitable penny stock trading and failure to…

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