James Travis Flynn Investigation May 2023-Greer , SC/ Greenville, SC Over the past 4 years we have successfully obtained significant…
Horizon Private Equity III Investor Losses Estimated to Exceed 25 Million According to a US Attorney’s Office press release,…
LPL Financial Broker Steals $1 Million + From Dementia Patient October 2022 A 97 year old lady, currently under the…
September 2022 Sanctions by Certified Financial Planners Board According to their website, the “Certified Financial Planner (CFP) Board is a non-profit…
Kovack Securities Investigation August 2022- Ft. Lauderdale, Florida The Securities and Exchange Commission (SEC) settled charges against registered investment advisor…
YES-You Can How to Recover Losses Caused by Your Stockbroker or Financial Advisor The Financial Industry Regulatory Authority (FINRA) is the…
Tobin Hoffmann Investigation June 2022- New Braunfels, Texas According to publicly available records Tobin Carl Hoffmann, an Ameritas Investment Company…
Kurt Stein Investigation March 2022- New York, NY The FINRA records of Kurt Anthony Stein, a Quint Capital Corporation broker, discloses 2…
Gerald J. O’Halloran Investigation March 2022-Punta Gorda, Florida The FINRA records of Gerald J. O’Halloran, a previously registered stock broker who…