UPDATE MARCH 2018-Joseph M. Thurnherr is now employed by Spartan Capital Securities and has another customer dispute disclosed on his BrokerCheck report. See this for details. Meyers Associates is now …
read moreAugust 2016- Marlton, NJ The FINRA records of Bryan O. Eberle, a stock broker who is currently employed by Client One Securities disclose two terminations from employment. The Financial Industry Regulatory Authority (FINRA) is the agency…
read moreAugust 2016- Alice, Texas Michael Anthony Collins pleaded guilty to stock fraud, theft and money laundering and was sentenced to 15 years on each count in Jim Wells County…
read moreAugust 2016- Forty Fort, PA The FINRA records of Christian J. Stoltz, a stock broker who is currently employed by Centaurus Financial disclose a currently pending customer dispute and a prior customer dispute. The Financial…
read moreAugust 2016- Petersburg, VA The FINRA records of Leslie R. Cabrinha, a stock broker who is currently employed by Centaurus Financial disclose a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency…
read moreAugust 2016- Columbia, South Carolina September 2017 UPDATE-A FINRA arbitration panel in Columbia, South Carolina awarded two former clients of Christopher Thomas Tolmacs $1.2 million in compensatory damages and $300,000 in…
read moreAugust 2016- New York The FINRA records of Anthony Mastroianni, a stock broker who is currently employed by Meyers Associates disclose 2 currently pending customer disputes, 4 prior customer disputes and a currently outstanding…
read moreAugust 2016- Fort Salanga, New York The FINRA records of Francine A. Lanaia, a stock broker who is currently employed by Meyers Associates disclose a currently pending regulatory event, two prior regulatory events, a currently…
read moreMARCH 2019 Update–SEC enters consent judgement vs. William Gennity. UPDATE April 2017-The FINRA records of William Gennity report the filing of an action by the US Securities and Exchange Commission…
read moreAugust 2016- Syosset, New York The FINRA records of Bishoy G. Mankarios, a former stock broker who is not currently licensed disclose a currently pending customer dispute and a currently outstanding lien. The Financial…
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