August 2016- Petersburg, VA
The FINRA records of Leslie R. Cabrinha, a stock broker who is currently employed by Centaurus Financial disclose a currently pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In currently pending FINRA Case# 14-01130 , a customer of Centaurus Financial alleges damages of $1,000,000 and allege that the branch manager did not supervise the conduct and sales practices of one of his representatives which resulted in violations of the Virginia Securities Act, negligence, breach of contract and unsuitable and unauthorized investment activity.
Cabrinha has been registered with Centaurus Financial since 8/1995.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900