Justin Singletary Investigation June 2023 – San Clemente, CA According to publicly available records Justin Singletary ,  a stockbroker previously employed by Westpark Capital,  discloses a pending customer dispute involving GWG L-Bonds.…
read moreMark Stewart Investigation June 2023 – Irvine, CA According to publicly available records Mark Stewart , a broker with  M Stevens Securities, discloses a pending customer dispute involving GWG L-Bonds. The…
read moreJune 2023 Cedar Rapids based Berthel Fisher & Company Financial Services, Inc. discloses that  they may be facing costs of up to $32 million  in connection with a recent flurry…
read moreApril 2023 Cedar Rapids based Berthel Fisher & Company Financial Services, Inc. discloses that  they may be facing costs of up to $32 million  in connection with a recent flurry…
read moreJoseph Beam Investigation March 2023- Raleigh, NC According to publicly available records Joseph Beam,  a broker employed by Capital Investment Group, Inc., discloses three customer disputes. The Financial Industry Regulatory…
read moreBrett Rutherford Investigation March, 2023 – Raleigh, NC The FINRA records of Brett Rutherford, a Capital Investment Group, Inc. broker, disclose a pending customer dispute involving GWG Holdings Inc.. The Financial Industry…
read moreMichael Mandarino G.A. Repple & Co./ GWG L-Bond  Investigation October 2022- Apollo Beach, Florida The FINRA records of  Michael W. Mandarino  , a broker with G.A. Repple and Company,  disclose recently a…
read morePaul W. Witthauer G.A. Repple & Co.  Investigation September 2022- Jamestown, N. Dakota The FINRA records of  Paul Witthauer , a broker with G.A. Repple and Company,  disclose recently a filed suit…
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