GWG Note litigation

  • ER

Andrew Keefer- IFP Securities Broker- Has $500K Pending Customer Dispute Involving GWG Bonds-Orlando, FL
Andrew Keefer- IFP Securities Broker- Has $500K Pending Customer Dispute Involving GWG Bonds-Orlando, FL 150 150 ER

Andrew Keefer Investigation Updated April 2024 Orlando, FL According to publicly available records  Andrew J. Keefer ,  a broker with Independent Financial Partners/IFP Securities,  discloses a $500,000 customer dispute. The Financial Industry…

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Eugene “Bron” Thompson- Capital Investment Broker- Discloses Customer Disputes Involving GWG Holdings- Wallace, NC
Eugene “Bron” Thompson- Capital Investment Broker- Discloses Customer Disputes Involving GWG Holdings- Wallace, NC 150 150 ER

Eugene Cebron “Bron” Thompson Investigation March 2024– Wallace, NC According to publicly available records,  Eugene “Bron” Thompson,  a broker with Capital Investment Group,  discloses several customer dispute related to GWG…

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  • Robert Rex, Esq.

Jon Ellefson – Intervest International Equities Broker-GWG L- Bond Suit – Harker Heights, TX
Jon Ellefson – Intervest International Equities Broker-GWG L- Bond Suit – Harker Heights, TX 150 150 Robert Rex, Esq.

Jon Ellefson & GWG L-Bond Investigation February 2024-Harker Heights, TX The FINRA records of Jonathan Eric Ellefson,  an  Intervest International Equities Corp.  broker was recently named in a FINRA arbitration by a…

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Mark Cline – Former National Securities Corp. Broker-GWG L- Bond Suits – Wildwood, FL
Mark Cline – Former National Securities Corp. Broker-GWG L- Bond Suits – Wildwood, FL 150 150 ER

Mark Alan Cline & GWG L-Bond Investigation Updated December 2023 Wildwood, FL The FINRA records of Mark Allen Cline,  a former National Securities Corp.  broker discloses 18 settled prior suits and…

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Justin Singletary-Former Westpark Capital Broker- Discloses Customer Dispute Involving GWG L-Bonds – San Clemente, CA
Justin Singletary-Former Westpark Capital Broker- Discloses Customer Dispute Involving GWG L-Bonds – San Clemente, CA 150 150 ER

Justin Singletary Investigation June 2023 – San Clemente, CA According to publicly available records  Justin Singletary ,  a  stockbroker previously employed by Westpark Capital,  discloses a  pending customer dispute involving GWG L-Bonds.…

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  • ER

Mark Stewart-M Stevens Securities Broker- Has Customer Suit over GWG L-Bonds-Irvine, CA
Mark Stewart-M Stevens Securities Broker- Has Customer Suit over GWG L-Bonds-Irvine, CA 150 150 ER

Mark Stewart Investigation June 2023 – Irvine, CA According to publicly available records Mark Stewart , a broker with  M Stevens Securities, discloses a pending customer dispute involving GWG L-Bonds. The…

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  • ER

Brett Rutherford- Capital Investment Broker- Discloses $100K Customer Dispute over GWG Investments -Morehead City, NC
Brett Rutherford- Capital Investment Broker- Discloses $100K Customer Dispute over GWG Investments -Morehead City, NC 150 150 ER

Brett Rutherford Investigation March, 2023 – Raleigh, NC The FINRA records of Brett Rutherford, a Capital Investment Group, Inc. broker, disclose a pending customer dispute involving GWG Holdings Inc.. The Financial Industry…

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  • Robert Rex, Esq.

Michael Mandarino- G.A. Repple Broker-Customer Disputes Over GWG L-Bonds-Apollo Beach, FL
Michael Mandarino- G.A. Repple Broker-Customer Disputes Over GWG L-Bonds-Apollo Beach, FL 150 150 Robert Rex, Esq.

Michael Mandarino G.A. Repple & Co./ GWG L-Bond   Investigation October 2022- Apollo Beach, Florida The FINRA records of  Michael W. Mandarino  ,  a broker with G.A. Repple and Company,  disclose recently a…

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  • Robert Rex, Esq.

Paul W. Witthauer- G.A. Repple Broker-Sued Over GWG L-Bonds-Jamestown, N. Dakota
Paul W. Witthauer- G.A. Repple Broker-Sued Over GWG L-Bonds-Jamestown, N. Dakota 150 150 Robert Rex, Esq.

Paul W. Witthauer G.A. Repple & Co.  Investigation September 2022- Jamestown, N. Dakota The FINRA records of  Paul Witthauer ,  a broker with G.A. Repple and Company,  disclose recently a filed suit…

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