Hornor Townsend & Kent complaint Archives

Robert Rex, Esq.
July 18, 2016

Jeffery A. Vaughn-Former Hornor, Townsend, Kent Broker-Named in FINRA Complaint

Jeffery A. Vaughn-Former Hornor, Townsend, Kent Broker-Named in FINRA Complaint https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 18, 2016 July 18, 2016

July 2016-Horsham, PA The FINRA records of Jeffery A. Vaughn , a currently unlicensed stockbroker who was most recently employed by Hornor, Townsend & Kent , disclose a pending regulatory event, 2 prior regulatory events and…

Robert Rex, Esq.
July 8, 2015

Brian M. White -Former Hornor/Townsend/Kent Broker-Barred from Securities Industry-Woodlands, TX

Brian M. White -Former Hornor/Townsend/Kent Broker-Barred from Securities Industry-Woodlands, TX https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 8, 2015 July 8, 2015

June 30, 2015 A FINRA Department of Enforcement Hearing Panel made a decision that Brian Michael White engaged in undisclosed outside business activities and provided false testimony to FINRA staff in…